with Garret Wynne
• The legislation in summary
• The FATF report on Ireland
• The regulation by the FIU and regulatory structure
• What are the firms risk factors and how to spot them
• Preparing the firms firm wide risk assessment document
• Preparing a firms policies and procedures document
• Setting a CDD documentation policy
• Policies for third party CDD reliance
• Training
• Outsourcing and secondments
• Suspicious Transaction Reporting
• Working for clients that are designated persons
• PEPs
• Appointing the AMLRO
• Actual AML outcome letters
Garett trained with PwC and worked at Audit Director level in a top ten firm up to 2009.
Prior to founding Garret Wynne & Co Limited Garret worked with OmniPro, to ensure that firms meet their regulatory compliance requirements. The role involved carrying out pre and post monitoring visits to accountancy firms throughout Ireland, assistance with disciplinary issues, the provision of technical support services to clients and the completion of hot and cold file reviews as required under the direction of the Regulating Institute.
Garret was also responsible for the preparation and presentation of in-house training to accounting firms and CPD training material. He has presented on numerous topics including Financial Reporting, Auditing, Accounting Standards and Regulatory Reporting to both live audiences and for online CPD.